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Wealth Utilities

SmartRIA

SmartRIA: Compliance management, simplified for RIAs.

"SmartRIA is a comprehensive compliance management platform designed to streamline and automate regulatory adherence for Registered Investment Advisers (RIAs). It provides tools for managing tasks, tracking compliance activities, and maintaining necessary documentation, helping firms reduce risk and improve operational efficiency."

Launch Product Page
Consensus Grade
B+
85/100 Confidence
Institutional Verified
Market Position
Ranked #219 in Wealth Utilities
Validated Adoption
22 Firms Tracked
Coverage Status
enriched Documentation
Data Freshness
Updated Feb 2026

Strategic Capability Analysis

Automated compliance task management
Integrated risk assessment tools
Centralized document storage
SEC audit preparation
Employee compliance monitoring

Primary Use Cases

Managing regulatory compliance requirements
Preparing for audits and examinations
Tracking employee compliance tasks
Documenting compliance procedures

Agentic Intelligence Briefing

"SmartRIA automates and simplifies RIA compliance management, reducing risk and improving efficiency."

Real-time Forensic Synthesis

Competitive Strengths

Comprehensive compliance management
Centralized platform for all compliance tasks
Automated workflows for efficiency
Reporting capabilities for audits

Adoption Hazards

Can be complex to initially set up
Potentially expensive for very small firms
Limited integration with other financial planning tools based on available information

Stack Compatibility Profile

How SmartRIA integrates into institutional RIA stacks.

22 Firms Analyzed
Nitrogen Wealth
64%
Stack Correlation
Riskalyze Online
64%
Stack Correlation
Elements Financial Planning
59%
Stack Correlation
ROL
55%
Stack Correlation
NDEX
50%
Stack Correlation
WordPress
50%
Stack Correlation

Product Dossier

Target Market
RIA
Target Audience
Independent RIAs of all sizes, from startups to large enterprises
Firm Size Fit
1-PersonSmallMid-SizeEnterprise
Pricing Model
Enterprise Quote
Profile Completeness
100%

Consider Also

1RIA in a Box
2ComplySci

Value Proposition

"SmartRIA offers RIAs peace of mind by streamlining and automating their compliance processes, enabling them to focus on client service and growth."

Audit Your RIA Stack

See how SmartRIA fits into your overall tech efficiency score.

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