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Wealth Utilities

RIA in a Box

RIA in a Box: Compliance solutions for modern RIAs.

"RIA in a Box provides comprehensive compliance software and consulting services designed to help Registered Investment Advisers (RIAs) navigate regulatory requirements. The platform streamlines compliance tasks, automates workflows, and offers expert guidance, enabling firms to focus on client service and business growth while maintaining regulatory adherence."

Launch Product Page
Consensus Grade
B+
85/100 Confidence
Institutional Verified
Market Position
Ranked #12 in Wealth Utilities
Validated Adoption
2,675 Firms Tracked
Coverage Status
enriched Documentation
Data Freshness
Updated Feb 2026

Strategic Capability Analysis

RIA registration and ongoing compliance
Compliance calendar and task management
Employee compliance monitoring
Risk assessment and cybersecurity tools
Compliance training and education

Primary Use Cases

Compliance program management
Regulatory filings
Policy and procedure development

Agentic Intelligence Briefing

"RIA in a Box is a compliance platform that helps RIAs manage regulatory requirements and mitigate risk."

Real-time Forensic Synthesis

Competitive Strengths

Comprehensive compliance platform
User-friendly interface
Affordable for smaller RIAs

Adoption Hazards

Limited integration with other wealth management platforms
Can be less customizable than enterprise solutions

Stack Compatibility Profile

How RIA in a Box integrates into institutional RIA stacks.

2,675 Firms Analyzed
Smarsh
41%
Stack Correlation
Red Oak
39%
Stack Correlation
Riskalyze Online
19%
Stack Correlation
Global Relay
18%
Stack Correlation
Nitrogen Wealth
18%
Stack Correlation
ROL
16%
Stack Correlation

Product Dossier

Target Market
RIA
Target Audience
Independent RIAs, hybrid RIAs, and wealth management firms
Firm Size Fit
1-PersonSmallMid-SizeEnterprise
Pricing Model
Enterprise Quote
Profile Completeness
100%

Consider Also

1ComplySci
2SmartRIA

Value Proposition

"Streamline your RIA compliance obligations with RIA in a Box's user-friendly and comprehensive platform, designed to keep you on track with regulations and protect your firm."

Audit Your RIA Stack

See how RIA in a Box fits into your overall tech efficiency score.

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Acclivity

AI-powered client engagement for modern RIAs.

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AdvicePay

AdvicePay: Modern billing for modern financial advisors.

Deeper Intel
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